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Review Article - (2013) Volume 2, Issue 3

Medication Safety in Hospitals: Avoiding Medication Errors in the Medication Use Process

Samaranayake NR and Cheung BMY*
Department of Medicine, University of Hong Kong, Hong Kong
*Corresponding Author: Cheung BMY, Department of Medicine, Queen Mary Hospital, 102, Pokfulam Road, Hong Kong, Tel: +852 2255 4347, Fax: +852 2818 6474 Email:

Abstract

Medication errors have a large impact on patient safety and on healthcare costs. Although errors happen at every stage of the medication use process, the ones that occur in the latter part of the process are frequently undetected. Therefore, while all medication errors need to be eliminated, the ones that frequently reach the patient should be stopped first. Errors occur due to a combination of human and system-related failures. However, improving the system seems to be the prudent approach to avoiding medication errors, as human failures are inevitable. Efforts to improve systems include two broad areas. One is the automation of systems and the other is to improve the quality of prescription writing. Technologies have improved the safety of the medication use process to a large extent but this success depends on user acceptance. If technologies are difficult to use, users may work around standard procedures resulting in new and unanticipated errors. Bar-code assisted medication administration is one such useful technology which is commonly associated with implementation problems and workarounds. Therefore adequate preplanning, user attitude assessments and post-implementation assessments are three vital aspects of implementing new technology. Improving the quality of prescriptions is also a very useful strategy to improve medication safety, because a large percentage of hospitals still use hand-written prescriptions. The use of error-prone abbreviations has been shown to be very dangerous as pharmacists and nurses may misinterprit them, especially if the prescriptions are illegible. A popular approach to discourage error-prone abbreviations in prescriptions is through a ‘Do Not Use’ list; a list showing error-prone abbreviations that should be avoided by prescribers. However, its effectiveness and adherence by healthcare professionals has not been established. In conclusion, medication errors have a large impact on patient safety and interventions aimed at minimising them need careful planning and implementation.

Keywords: Medication errors; Technology-related errors; Errorprone abbreviations; Hospitals

What is a ‘Medication Error’?

Medication errors are a threat to patient safety. These errors account for prolonged hospitalisations, extra medical interventions, morbidity and even death. Hence it is a preventable and unnecessary burden to both patients and hospitals. There are many different definitions of a medication error [1-9], but the most comprehensive and widely accepted definition was proposed by Ferner and Aronson [1]. They defined a medication error as a ‘failure in the treatment process that lead to or has the potential to lead to harm to patients’. The ‘treatment process’ also known as the ‘medication use process’ is collectively, the prescribing, compounding, dispensing, drug administration, and monitoring processes, which are carried out after the decision for treatment has been made by the doctor. A ‘failure’ is the inability to attain a specified standard during the course of these processes. Most importantly, medication errors are preventable and can be avoided [10].

Classification of Medication Errors

Medication errors are commonly classified according to their cause, stage in the process and the severity of outcome. Each of these classifications provides vital information and therefore should be used together in the study of medication errors.

Psychologists classify medication errors according to the cause and the two main categories are; mistakes, and skill-based errors such as slips and lapses [1,11,12]. Mistakes happen when an error is made in the planned action. It may be due to lack of knowledge (knowledgebased errors), due to misapplication of a good rule, or application of a bad rule (rule-based error). For example, a knowledge-based error occurs when a doctor prescribes the wrong dose of a drug due to unfamiliarity. An example of a rule-based error is when a penicillinrelated drug is prescribed to a patient with a known drug allergy to penicillin despite a system warning. On the other hand, skill-based errors are committed when executing correctly planned actions. A skill-based error could be a slip (action-based) where, for example, a pharmacy technician intends to dispense amoxicillin but picks the wrong bottle and dispenses ampicillin instead. It could also be a lapse (memory-based) where for example; a nurse intends, but forgets, to administer the evening dose of a drug to a patient (Figure 1). It is important to distinguish a medication error from a violation which is a deliberate disregard of formal instructions [12,13].

pharmacoepidemiology-drug-safety-Mistakes-slips

Figure 1: Mistakes, slips and lapses [10].

Medication errors are also classified according to the stage in the medication use process in which they occur. The most common categories in this classification are; prescribing, dispensing and drug administration errors [1,11]. Some further subdivide each category to more specific groups, such as wrong drug, wrong dose wrong frequency, wrong route and wrong patient [1].

Another important way of classification is by the severity or harm caused by the error. The most widely used severity scoring system for medication errors was introduced by the National Coordinating Council for Medication Error Reporting and Prevention (NCC MERP) of the United States, where the medication error is classified according to the degree of harm caused [14]. According to the NCC MERP, medication errors are categorised from A–I where for example, a category C medication error is an error that occurred and reached the patient but did not cause any harm, while a category G error is an error that occurred and needed interventions necessary to sustain life [15].

Why Avoid Medication Errors?

Medication errors have a large impact on patient safety and on healthcare cost [16-19]. There are not many studies that have directly assessed the economic impact of medication errors, but there are studies that explain the impact of preventable adverse drug events (ADEs) which is a serious type of medication error [20]. Adverse drug events (ADE) are defined as injuries resulting from medical interventions related to drugs [20]. Among these ADEs, the preventable ones are medication errors (Figure 2) [20-22]. At least 1.5 million preventable ADEs occur every year in the United States [20]. The average additional length of stay in a hospital due to preventable ADEs is 4.6 days in the tertiary setting and 3.15 days in community setting [18]. Preventable ADEs costs over $4685 in tertiary hospitals [19] and $3511 in community hospitals [18]. The estimated annual cost attributable to preventable ADEs in a 700 bed teaching hospital was 2.8 million dollars [19]. Bates et al studied 247 ADEs, of which 14 were life threatening, 30 were serious and 26 were significant preventable [16]. It is regrettable that preventable errors could cause such a significant threat to patient safety. Therefore preventing medication errors is a vital necessity.

pharmacoepidemiology-drug-safety-Adverse-drug-events

Figure 2: Adverse drug events (ADEs) and medication errors [20].

The Epidemiology of Medication Errors

All medication errors need to be eliminated, but the ones that easily reach the patient should be stopped first. Errors that are detected and stopped before reaching the patient are important because they indicate what might happen in the future. The first step in avoiding medication errors is to understand the epidemiology, that is, the type of medication errors, where they originate, and whether errors are detected or missed before reaching the patient. Studies to date have shown that errors can happen at every stage of the medication use process [16,23,24]. Prescribing errors are the most frequently occurring type, followed by drug administration errors and dispensing errors [16,23,24]. Among a handful of studies that have focused on this area, it has been shown that errors are more likely to be detected if they occur earlier in the medication use process [16,24]. This is because pharmacists and nurses play a role in the interception of errors that take place earlier in the system [25,26]. With the increased use of technology in prescribing, dispensing and drug administration, unanticipated errors can be introduced [27-30]. There is a need to study the pattern of interception of medication errors in contemporary clinical practice.

Human and Systems Approaches to Avoiding Medication Errors

The ‘Swiss Cheese Model’ (Figure 3) introduced by James Reason is an organisational model that is used in risk analysis and risk management of human systems [31]. The defensive layers of a system (or the steps in the medication use process) are compared to slices of Swiss cheese and the holes represent weaknesses in the defensive layers. According to this model, an error cannot pass through if holes in different layers do not align, but may do so if the holes in all the defensive layers line up to form a trajectory. Weaknesses in the system (represented by holes in the cheese) may arise due to two reasons, active failures and latent failures [12,31]. These two types of failures are distinguished by the length of time taken for a bad outcome to occur and the place in the organisational hierarchy where the errors originate. In a healthcare system, active failures are unsafe acts committed by people who are in direct contact with patients (‘sharp end’), and these failures have immediate outcomes. They could be mistakes, slips or lapses made by prescribers, pharmacist and nurses when treating patients. On the other hand, latent failures are issues related to the system, such as failures in strategic decision making that take place higher up in the organisational hierarchy. Latent failures do not have immediate bad outcomes, and may lie dormant for a long time until they combine with an active failure to allow an error to happen. Therefore, according to Reason’s theory a medication error is a result of not one, but a combination of both active and latent failures [12,31]. The human approach to avoiding medication errors is to stop active failures [31]. In this approach, medication errors are considered a result of human negligence, carelessness and forgetfulness, and the culprits are often punished. This approach has now been shown to be ineffective because human errors are inevitable. The human approach may even discourage healthcare professionals to report errors that happened or nearly happened to avoid ‘blame and shame’. A better way to tackle medication errors is stop latent failures and to improve the system in a way that errors cannot occur [31]. Unlike active failures, avoiding latent failures is more proactive as they can be detected before an error actually happens. Therefore experts now believe that a systems approach should be undertaken when attempting to avoid medication errors.

pharmacoepidemiology-drug-safety-Swiss-Cheese-Model

Figure 3: The Swiss Cheese Model [32].

Hospitals spend a lot of effort to avoid medication errors by improving the system. The efficacy of these interventions has been extensively investigated in the last two decades. Among these interventions, there appear to be two broad approaches. One is to use technology or automation of the system to minimise medication errors. The other is to improve the quality of prescription writing.

Technological Interventions to Avoid Medication Errors

Computerised prescribing, bar-code technology to assist dispensing and drug administration, smart pumps for administering parenteral drugs and automated dispensers are some of the technologies widely used. Many studies have been conducted to evaluate the success [32-36] and failures of these technological interventions [27-30,32,37].

Computerised Prescription Order Entry (CPOE) has been employed extensively to reduce prescribing errors. It has been shown to reduce medication errors in in-patient [33,38] and out-patient departments [39,40] in hospitals. Electronic prescription reduces errors by standardising the medication order, reducing illegibility and reducing verbal orders [39-41]. The rate of adverse drug event reporting also improves after incorporating CPOE [42,43]. Song et al reported that medication incidents related to computerised prescriptions were much lower than incidents related to hand-written prescriptions [23].

Computerised Decision Support Systems (CDSS) integrated with CPOE have helped to reduce prescribing errors further [34,44-46]. CDSSs help prescribers in therapeutic decisions, dose, frequency, duration of drug therapy, allergy and side effects, and interactions with food and drugs [47-49]. A computer-based drug management program reduced a large proportion of ADEs caused by anti-infective agents [50]. Toxic doses of theophylline, warfarin and heparin have also been successfully reduced in patients using CDSS [51]. A dosing support system for common medicines, the ‘quicklist’, led to a reduction of 16.4 errors per 100 orders [52].

The Prescribing Information and Communications Systems (PICS) is an evolving system developed in Birmingham, England [53]. It combines electronic prescribing facilities together with patient history and reports, and contains algorithms to prompt the prescriber.

Many medication errors result from inadequate knowledge in prescribers and pharmacists and the use of Personal Digital Assistants (PDAs) or Palm Pilots has assisted in combating this problem. They work by linking the CPOE system with a medication information database where prescribers and pharmacists can seek information needed for prescribing, dispensing and counseling. PDAs have been shown to reduce prescribing and transcribing errors [54,55].

The introduction of Mobile Clinical Assistants (MCAs) integrated with Prescribing Information and Communication Systems (PICSs) has enabled prescribers to perform e-prescribing at the patient’s bedside. It has been reported that MCAs helped to avoid 400 to 450 errors per week, save approximately 10% of the drug budget and reduce duplication of drug charts [56].

Automated dispensing machines can minimise dispensing errors [57] as well as drug administration errors such as omission errors and wrong time errors [58]. Drugs are stored according to the drug type or according to patient profile and the pharmacist or nurse can access the correct type, strength and quantity of drugs through the system.

Although the intravenous route of administration is a very effective and fast route, it can also cause disastrous consequences if a wrong drug or dose is administered. Use of “Smart” devices in intravenous administration, have shown to be effective in dose calculations, especially in reducing tenfold dosing errors [59,60]. Electronic dose calculations and dose checks would minimise harmful administration errors, especially for critical drugs such as narcotic drugs and chemotherapeutic agents [59,61].

Bar-codes have been used in the medication use process to assist dispensing and drug administration errors, and to improve patient identification. Bar-code Assisted Drug Dispensing (BCDD) systems can improve the accuracy and timing of in-patient dispensing [62] and reduce wrong drug, wrong dose and wrong timing errors in the pharmacy [63]. Use of Bar-code Assisted Medication Administration (BCMA) systems can significantly reduce drug administration errors [35,59,64]. Non-timing drug administration errors were reduced from 11.5% to 6.8%, the rate of potential ADEs from 3.1% to 1.6% and totally eliminated transcribing errors [35]. The VA Bar-Code Administration Project has prevented 378,000 drug administration errors since it was established in 1999 [65].

Challenges in Implementing Technology in the Medication Use Process

Although technological innovations help to improve medication safety, the initial implementation is a challenging task. The main barrier is the large capital required for installation and the cost of maintenance. However, this initial investment may be offset by the reduction in the costs of medication errors and improved procedures [51]. Use of CPOE has shown cost savings of $5 to $10 million per year [66]. Bates estimated a cost saving of $2.8 million by reducing preventable ADEs through a CPOE system [19]. A computer-assisted antibiotic dosing program has been shown to save $100,000 per year due to reduced antibiotic dosing as well as reduced ADEs. However all these cost saving may be achieved only if the system is implemented successfully. A lot depends on user attitudes and acceptance of the technology. Usually, change is resisted by staff, especially if it increases the work load or requires unfamiliar skills [67]. Simple, easy to use systems are often accepted by user [68,69] but they find ways around difficult and time consuming ones [29,64,70]. The danger is that these workarounds may give rise to unanticipated errors, and the envisioned benefits of the new system may not be achieved [27,71]. An unsuccessfully implemented technology would only result in de-motivated staff and decreased patient safety. The BCMA system is one such technology that has helped in minimising drug administration errors [35,72-74] but is associated with many implementation issues [29,71,75-77]. Koppel et al studied the use of BCMA in 2008 and found 15 types of workarounds by nurses due to 31 possible causes that they broadly categorised as technology-related, task-related, organisational, patient-related and environment-related factors [29]. Nurses overrode BCMA alerts on 10.3% of medications. Patterson et al reported that BCMA could give rise to new errors [70]. Therefore adequate pre-planning, user attitude assessments and postimplementation assessments are three vital aspects of implementing new technology.

Improving the Quality of Hand-Written Prescriptions to Avoid Medication Errors

Many errors can happen when there is missing or wrong information in the prescription, or when the prescription is illegible or incomprehensible. Even in the United States, a large number of hospitals still use hand-written prescriptions [78]. Strategies to improve the quality of prescriptions include using a standard prescription format with prompts for essential information [79] and ‘one write’ noncarbon prescription forms that generate an instant copy [80]. These have helped to improve the content of the prescription and reduce illegibility to an extent.

One area that has not been given due consideration is the use of inappropriate abbreviations and notations in prescriptions. Prescribers use abbreviations for convenience and to save time [81-83]. Sheppard et al revealed that 25 handover sheets and 108 medical notes contained over 221 types (2286 abbreviations) and 479 types (3368 abbreviations) of medical abbreviations respectively [84]. Another multicentre study carried out to evaluate the quality of prescription writing showed that abbreviations were used in more than 80% of prescriptions against 30% at one hospital that used electronic prescribing [85]. The real danger of using medical abbreviations is when prescriptions or medical records are written in illegible hand-writing. The abbreviations that look alike may be misinterpreted by pharmacists during dispensing and nurses during drug administration. A study conducted to assess the ability of multidisciplinary healthcare team members in a hospital to correctly interpret abbreviations used in medical records in an orthopedic ward demonstrated that only 57.2% of the abbreviations were recognised by orthopedic surgeons themselves [86]. Another study showed that 6 out of 13 ENT (Ear Nose Throat) related abbreviations were not clear to 90% of the junior doctors from different specialties [87].

Misinterpretation of abbreviaitions may lead to a great deal of harm to patients. For example, ‘QID’ (four times a day) is often confused with ‘QD’ (once daily). A patient died because furosemide 40 mg QD was misinterpreted as furosemide 40 mg Q.I.D [88]. Writing ‘u’ instead of ‘units’ also leads to frequent misinterpretations, as it runs the risk of being misinterpreted as an additional ‘0’ that increases the intended dose 10 times. This could be dangerous when prescribing drugs such as insulin and heparin [65]. Using a trailing zero after a decimal point or failing to write a zero before a decimal point is also unsafe as the decimal point may be missed by the interpreter. A reported ‘near miss’ was on Alprozolam 1.0 mg which was misinterpreted as 10 mg [65]. The tragic death of a nine month year old baby in 2001 and an infant death in 2000, both due to the misinterpretation of ‘morphine .5 mg’ as ‘morphine 5 mg’ illustrate the danger of this practice [89].

Using standard approved abbreviations in prescriptions is harmless but abbreviations that are identified as error-prone should be avoided. Among the many strategies [79,80], a common approach used by many hospitals, and recommended by many safety organisations, is to introduce a ‘Do Not Use’ list [90-92]. This is a list of error-prone abbreviations that should be avoided by prescribers and the list may differ according to the prescribing patterns of different hospitals. Although many hospitals have adopted this intervention, its effectiveness and adherence by healthcare professionals have not been studied in detail.

Healthcare professionals who are involved in writing and reading prescriptions play a large role in eliminating error-prone abbreviations and the success of related interventions may depend on their attitudes. Prescribers use abbreviations in prescriptions to save time but they are disliked by pharmacists and nurses who have to interpret them. Teaching medical undergraduates prescribing may help them develop safe attitude and practices towards prescribing [93].

Conclusions

Medication errors affect patient safety and needs to be eliminated. As human errors are inevitable, the system needs to be improved in a way that errors would not happen. Technological interventions and improving the quality of hand-written prescription are two widely used approaches to improve the system. Technologies have helped to reduce medication errors but the success is greatly dependant on user acceptance. Therefore, careful planning, user attitude assessments and post-implementation assessments are needed when adopting technological innovations. The use of error-prone abbreviations in prescriptions has led to patient harm. Some hospitals that use handwritten prescriptions have introduced ‘Do Not Use’ lists that specify error-prone abbreviations that prescribers should avoid when writing prescriptions, but its effectiveness has not been clearly studied. Therefore hospitals that use hand-written prescriptions need more carefully planned and monitored interventions to eliminate the use of error-prone abbreviations.

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Citation: Samaranayake NR, Cheung BMY (2013) Medication Safety in Hospitals: Avoiding Medication Errors in the Medication Use Process. Adv Pharmacoepidem Drug Safety 2:134.

Copyright: © 2013 Samaranayake NR, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
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